Value generalisation Theory of Change: putting it into practice
- Occurred
- Aug 31, 2026
- Published
- Aug 31, 2026
- Source
- AI Alignment Forum
Summary
In the previous post, I presented my theory of change for why value generalisation is vital for AI alignment. Here I'll add the practical part of the argument: given those facts, why explicitly try to do value generalisation, what are the dangers of the approach, how should it be done, and how do we mitigate the risks? The formal theory of change is down below, but I'll put a collapsible version here, to make references easier: Theory of Change Inputs / activities: investment/grants, a small research team, small-medium compute resources. Outputs: Solutions to the three components of value generalisation (see here) in academically rigorous forms, demonstrations of these solutions on toy problems, public benchmarks, and new benchmarks. If going commercial, applications of this value generalisation to saleable products. The first component is recognising that the AI is off-distribution in a value-relevant way. The second component is establishing what features should be used to reach a decision while off-distribution this way. The third component is to reach a good decision while off distribution, and to loop through the process again to critique and improve the decision, including using outside feedback. Combination of these approaches in a successful prealigned learning model. If going commercial and it is safe, sale of the model to the public. Intermediate outcomes: Development of value generalisation alignment methods for AIs. Making these methods available to AI safety researchers. Prealigned models being generally available to safely empower users and keep humanity on track for a positive outcome. If the approach fails, the failed attempts and the partial successes will be made available to others. Impact: If failed: A seemingly promising approach crossed off the list of possible paths to alignment. A better understanding of the issues around the "value generalisation" framing. If intermediate outcome: A tool or collection of useful tools or models that can improve some AI alignment techniques. If successful: AI alignment, or a big step forwards towards it. An increase in AI capabilities. Explicit targeting of value generalisation Claim mjx-container[jax="CHTML"] { line-height: 0; } mjx-container [space="1"] { margin-left: .111em; } mjx-container [space="2"] { margin-left: .167em; } mjx-container [space="3"] { margin-left: .222em; } mjx-container [space="4"] { margin-left: .278em; } mjx-container [space="5"] { margin-left: .333em; } mjx-container [rspace="1"] { margin-right: .111em; } mjx-container [rspace="2"] { margin-right: .167em; } mjx-container [rspace="3"] { margin-right: .222em; } mjx-container [rspace="4"] { margin-right: .278em; } mjx-container [rspace="5"] { margin-right: .333em; } mjx-container [size="s"] { font-size: 70.7%; } mjx-container [size="ss"] { font-size: 50%; } mjx-container [size="Tn"] { font-size: 60%; } mjx-container [size="sm"] { font-size: 85%; } mjx-container [size="lg"] { font-size: 120%; } mjx-container [size="Lg"] { font-size: 144%; } mjx-container [size="LG"] { font-size: 173%; } mjx-container [size="hg"] { font-size: 207%; } mjx-container [size="HG"] { font-size: 249%; } mjx-container [width="full"] { width: 100%; } mjx-box { display: inline-block; } mjx-block { display: block; } mjx-itable { display: inline-table; } mjx-row { display: table-row; } mjx-row > * { display: table-cell; } mjx-mtext { display: inline-block; text-align: left; } mjx-mstyle { display: inline-block; } mjx-merror { display: inline-block; color: red; background-color: yellow; } mjx-mphantom { visibility: hidden; } _::-webkit-full-page-media, _:future, :root mjx-container { will-change: opacity; } mjx-math { display: inline-block; text-align: left; line-height: 0; text-indent: 0; font-style: normal; font-weight: normal; font-size: 100%; font-size-adjust: none; letter-spacing: normal; border-collapse: collapse; word-wrap: normal; word-spacing: normal; white-space: nowrap; direction: ltr; padding: 1px 0; } mjx-container[jax="CHTML"][display="true"] { display: block; text-align: center; margin: 1em 0; } mjx-container[jax="CHTML"][display="true"][width="full"] { display: flex; } mjx-container[jax="CHTML"][display="true"] mjx-math { padding: 0; } mjx-container[jax="CHTML"][justify="left"] { text-align: left; } mjx-container[jax="CHTML"][justify="right"] { text-align: right; } mjx-mi { display: inline-block; text-align: left; } mjx-c { display: inline-block; } mjx-utext { display: inline-block; padding: .75em 0 .2em 0; } mjx-TeXAtom { display: inline-block; text-align: left; } mjx-msub { display: inline-block; text-align: left; } mjx-mo { display: inline-block; text-align: left; } mjx-stretchy-h { display: inline-table; width: 100%; } mjx-stretchy-h > * { display: table-cell; width: 0; } mjx-stretchy-
Classification
Rationale: This is a theoretical research paper discussing AI alignment strategies, not a concrete incident with harm.
Classifier: Qwen/Qwen3.5-35B-A3B-FP8